Your partner in practical, principled compliance
At Principle Compliance Consulting, we deliver tailored compliance solutions, backed by deep regulatory and real-world experience, to the investment management industry.
We provide outsourced chief compliance officer services to investment advisers, investment companies, hedge funds, private funds and private equity firms.
Whether you're launching a new firm or strengthening an existing program, we offer hands-on support that aligns with your business goals while meeting regulatory expectations. We don't just interpret the rules—we embed them into the way you operate.
Your partner in practical, principled compliance
At Principle Compliance Consulting, we deliver tailored compliance solutions - backed by deep regulatory and real-world experience-to the investment management industry. We provide outsourced chief compliance officer services to investment advisers, investment companies, hedge funds, private funds and private equity firms.
Whether you're launching a new firm or strengthening an existing program, we offer hands-on support that aligns with your business goals while meeting regulatory expectations. We don't just interpret the rules - we embed them into the way you operate.
What We Do
Explore our full suite of services.
Learn more about how Principle Compliance Consulting supports firms with outsourced chief compliance officer services, as well as compliance program development, annual reviews, mock exams, regulatory filings and more. From strategic oversight to day-to-day execution, we act as an extension of your team—ensuring your firm is always audit-ready.
Who We Are
Experience you can trust.
PCC was founded by Russ Lemley, CFA, a compliance leader with 20+ years of experience guiding investment firms through complex regulatory environments. Learn more about our leadership, values and approach.
